Shareholder Services: 877.385.2720   
Harvey Neiman    
Dan Neiman Michael Lomas Glenn Wiggle



Harvey Neiman
President, Neiman Funds Management LLC
Portfolio Manager, Neiman Large Cap Value Fund

Mr. Neiman is the Portfolio Manager for the Neiman Large Cap Value Fund (NEIMX) as well as serving as President of Neiman Funds Management LLC, an SEC Registered Investment Advisor. Mr. Neiman’s unique management style takes into account the financial strength and consistent dividends of corporations, followed by the tactical deployment of covered call writing.  Mr. Neiman consistently draws from his wealth of experience and knowledge in different industries ranging from law to software development and sales in managing the fund.

Prior to co-founding Neiman Funds Management LLC in 2009, Mr. Neiman was the president of Neiman Capital Management LLC since founding it in 2000 as an SEC registered RIA firm.    Mr. Neiman’s diverse career began in 1970 when he became a licensed attorney in the state of California.  After practicing law for a few years he transitioned to become a Professor of law from 1975 to 1991.  While teaching law, Mr. Neiman had the opportunity to co-find a software development firm in 1987.  Mr. Neiman sold the company in 1992 before becoming a licensed broker and beginning his financial career where he worked with Merrill Lynch, Morgan Stanley and AG Edwards until 2000.

Today, while steering the Neiman Large Cap Value Fund, the flagship fund for Neiman Funds,  Mr. Neiman continues to manage his fund as an industry pioneer, through the use of an enhanced income, covered call strategy.  Mr. Neiman also uses his experiences as a broker to garner different views and philosophies for use in managing his fund. Mr. Neiman has been a featured guest on Entercom Radio as well as the featured speaker at a Registered Investment Advisors conference.      

Mr. Neiman still has participated in various roles in the community, from being president of a local educational board, to serving on the board of directors for various local charitable and religious organizations.  He has also volunteered time to coach youth soccer and team volleyball activities.



Dan Neiman
Partner, Neiman Funds Management LLC
Co-Portfolio Manager Neiman Large Cap Value Fund

Mr.  Neiman is a Portfolio Manager of the Neiman Large Cap Value Fund. He is also a partner of Neiman Funds Management LLC,  an SEC Registered Investment Advisor. Prior to helping form Neiman Funds Management LLC, Dan was co-partner of Neiman Capital Management LLC, which managed both individual client accounts and the Neiman Large Cap Value Fund.

As a registered investment advisor representative, Dan has managed equity and mutual fund portfolios for individual clients since 2000, where he delivered strong returns for his clients.  Using a bottom-up approach to investing learned from his father, Harvey, his focuses on searching for fundamentally strong companies that pay a dividend and have healthy call option premiums. His goal in any market is to help protect on the downside while seeking potential to participate on the upside. Dan describes the perfect market as ”one of uncertainty that is forever going sideways.”

A third generation San Diegan, Dan went to La Jolla High School and earned a  BS degree in Finance from Humboldt State University. He has studied investments and the markets since the early 1990s. Dan also played football and volleyball at Humboldt State and currently competes in professional beach volleyball tournaments across the country. He coaches high school volleyball at his alma mater and runs numerous local volleyball tournaments throughout the year. Dan also serves on a board of a local non-profit dedicated to providing funding for youth sports in both San Diego and Tijuana, Mexico.



Michael Lomas
Chief Marketing Officer, Neiman Funds Management LLC


Michael Lomas is a Partner and Chief Marketing Officer of Neiman Funds Management LLC, an SEC Registered Investment Advisor. Mr. Lomas has managed client assets since 1997. He is the Co-Owner/President of The Financial Guys LLC an investment firm with over 300 million in client assets.

Mr. Lomas is also the co-host of The Financial Guys Radio Program heard on AM 930 WBEN throughout Western New York. The radio show, on air since 1999, is the longest running business talk show in the area. The number one rated business show discusses topics ranging from current breaking news, investments and local or national political events. The show is so popular that local Congressman, candidates for Governor, professional athletes and even the owner of the Orlando Magic basketball team have requested appearances on the show.

Mr. Lomas earned a degree in finance from Hilbert College. Mike started his career with Financial Network Investment Corporation (FNIC), concentrating in full service financial planning and insurance. Later, Mr. Lomas joined PaineWebber as an Investment Advisor Representative, expanding his practice to include professional money management programs. He also served there as the Branch Office Insurance Coordinator and Wealth Preservation Specialist assisting other PaineWebber Financial Advisors with insurance and estate planning.

After leaving PaineWebber, he and his business partner, Glenn Wiggle, founded The Financial Guys LLC to provide a broad range of financial services with a team approach. 

Mr. Lomas is active in a number of local professional, charitable, and social organizations, including Roswell Park Cancer, Variety Club, United Way and Make-A-Wish. He holds a number of securities licenses: FINRA Series 7, Series 6, Series 63, and Series 65, Series 24, Series 51 and Life Insurance, Health & Accident Insurance.



Glenn Wiggle
Chief Compliance Officer, Neiman Funds Management LLC


Glenn Wiggle is a partner and Chief Compliance Officer of Neiman Funds Management LLC, an SEC Registered Investment Advisor. Mr. Wiggle has managed client assets since 1996.  He has also served in a compliance role since 2000, both as a Registered Principal and Division Manager with NEXT Financial Group, Inc. in Williamsville, New York as well as the Chief Compliance Officer for Independent Solutions Wealth Management LLC. Mr. Wiggle is a founding partner of The Financial Guys LLC, which has served individual client needs in the Western New York community through its 20+ team of Investment Professionals since 2000. 

For more than a decade, Mr. Wiggle has been the co-host of the Financial Guys Radio Program heard on am930 WBEN.  The radio show, on air since 1999, is the longest running and number one rated local financial and business talk show in Western New York. Special Guests have included US Congressmen Chris Lee and Brian Higgins, State Representative Jim Hayes, State Senator Byron Brown, County Executives Joel Giambra and Chris Collins, as well as several candidates for various offices including Governor. In addition to co-hosting the radio show, Mr. Wiggle is frequently interviewed about the financial markets for WBEN radio and local TV affiliates for ABC, NBC and CBS. 

In 2008, Mr. Wiggle and his partners founded Independent Solutions Wealth Management LLC, an SEC Registered Investment Advisor.  Independent Solutions offers separately managed accounts which include mutual fund, ETF, and individual stock and bond portfolios.  In addition to Chief Compliance Officer, Mr. Wiggle serves as portfolio manager for the separately managed stock accounts. Mr. Wiggle’s past experience includes positions with Financial Network Investment Corp. and PaineWebber. He is a graduate of Michigan State University with a BA in Finance. 

Mr. Wiggle is active in a number of local professional, charitable and social organizations, including Make-a-Wish where he has served on the Executive Planning Committee for the more than five  years and co-chairing their Creative Black Tie Gala, one of the largest charity events in western New York, in 2009 and 2010.  He is also a member of Trout Unlimited, Ducks Unlimited, and Fox Valley Country Club. Mr. Wiggle’s licenses include:  NASD Series 7, Series 6, Series 24, Series 63, Series 65, Series 51, Series 4, Life insurance, Health and Accident Insurance.



Covered Calls - An options strategy whereby an investor holds a long position in an asset and writes (sells) call options on that same asset in an attempt to generate increased income from the asset. This is often employed when an investor has a short-term neutral view on the asset and for this reason hold the asset long and simultaneously have a short position via the option to generate income from the option premium.


Premium The total cost of an option. 




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