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Shareholder Services: 877.385.2720  |
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A list of platforms where Neiman funds can be purchased can be found by clicking here.
If you are investing directly in the Fund for the first time, you will need to establish an account by completing a Shareholder Account Application. (To establish an IRA, complete an IRA Application).
Applications are available by clicking here, or by calling toll free: 1-877-59-FUNDS.
The Fund reserves the right to change the amount of these minimums from time to time or to waive them in whole or in part for certain accounts. Investment minimums may be higher or lower for investors purchasing shares through a brokerage firm or other financial institution.
To open or add to an account
By Mail:
Neiman Large Cap Value Fund Mail the application and check to: |
Neiman Balanced Allocation Fund Mail the application and check to: |
By Wire
Call 1-877-59-FUNDS for instructions
Investments Made Through Brokerage Firms or Other Financial Institutions
If you invest through a brokerage firm or other financial institution, the policies and fees may be different than those described here. Financial advisers, financial supermarkets, brokerage firms, and other financial institutions may charge transaction and other fees and may set different minimum investments or limitations on buying or selling shares. Consult a representative of your financial institution if you have any questions. The Fund is deemed to have received your order when the brokerage firm or financial institution receives the order, and your purchase will be priced at the next calculated NAV.
Your financial institution is responsible for transmitting your order to the Fund in a timely manner.
Types of Account Ownership
You can establish the following types of accounts by completing a Shareholder Account Application.
Individual or Joint Ownership
Individual accounts are owned by one person. Joint accounts have two or more owners.
A Gift or Transfer to Minor (UGMA or UTMA)
A UGMA/UTMA account is a custodial account managed for the benefit of a minor. To open an UGMA or UTMA account, you must include the minor’s social security number on the application.
Trust
An established trust can open an account. The names of each trustee, the name of the trust and the date of the trust agreement must be included on the application.
Business Accounts
Corporation and partnerships may also open an account. The application must be signed by an authorized officer of the corporation or a general partner of a partnership.
IRA Accounts
If you are eligible, you may set up one or more tax-deferred accounts. A tax-deferred account allows you to defer income taxes due on your investment income and capital gains. A contribution to certain of these plans may also be tax deductible. Tax-deferred accounts include the retirement plans described below. Distributions from these plans are generally subject to an additional tax if withdrawn prior to age 59 1/2 or used for a nonqualifying purpose. Investors should consult their tax adviser or legal counsel before selecting a tax-deferred account.
US Bank N.A., serves as the custodian for the tax-deferred accounts offered by the Fund. You will be charged an annual account maintenance fee of $8 for each tax-deferred account you have with the Fund. You may pay the fee by check or have it automatically deducted from your account (usually in December). The custodian reserves the right to change the amount of the fee or to waive it in whole or part for certain types of accounts.
You may purchase shares directly through the Fund’s transfer agent or through a brokerage firm or other financial institution that has agreed to sell the Fund’s shares.
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